LL'' . Medical Hypotheses 20: 53-63, 1986 PERIOD AND COHORT TRENDS IN MORTALITY FROM CANCERS OF THE UTERUS IN ENGLAND AND WALES. A NEW THEORY OF CHANGING GENE FREQUENCIES. Phil.ip R.J. Burch, Department of Medical Physics, University of Leeds, The General Infirmary, Leeds L51 3EX, England. ABSTRACT Analysis of the age distribution of cancers of the uterus reveals three clearly distinctive types: early- and late-onset cancers of the cervix and one form of cancer of the corpus. England and Wales mortality data are available for the three types combined from 1911; cancers of the cervix and corpus have been listed separately from 1951. In the highest age groups, 60-64yr and above, death rates fell fairly steadily from 1921-25 to 1981-82 whereas cigarette smoking - an alleged cause of cervical cancer - rose over much of that period. In the younger age groups, 55-59yr and below, the more complicated temporal trends include two marked cohort dips. The first dip affected cohorts born around 1911; this was followed by a rise up to the 1921 central cohort, then a steep fall to the 1936 central cohort and, finally, a further rise up to the 1946 cohort (at least). The period trends are probably caused by a decline in the impact of one or more precipitators of cervical cancer, such as the papilloma virus. Cohort shifts are attributed to autoaggressive attacks on parental germ cells, the zygote, or early-stage embryo that induce gene change to affect the frequency of women genetically predisposed to early-onset cervical cancer. Attacks are also triggered by one or more precipitating agents with a temporal, and possibly a seasonal, dependence. Implications of this hypothesis of cohort shifts are discussed. INTRODUCTION Changes with time in recorded mortality from malignant diseases display many enigmatic features (1.2). Of special interest to medical biologists are the well recognized but unexplained cohort and period trends in mortality from cancers of the uterus. especially of the uterine cervix, in England and Wales (2-6). (When changes in the recorded levels of a disease can be related to the year(s) of birth these are called 'cohort' changes; when they occur simultaneously in 53 CZ:) 1 _~ BATCo document for Province of BritiSh Columbia 23 April 1999 different age groups, and hence different cohorts, they are called . peri od' changes. Temporal trends are a combination of cohort, period and other changes.) Cohort trends in mortality statistics are conveniently studied by following persons born over a five-year period and tracing their age-specific death rates for the disease under study by the customary five-year age groups to as high an age as possible. Period trends may be studied by considering age-specific death-rates by calendar year or, say, by five-year periods. When both cohort and period changes are present they can be difficult or impossible to disentangle, particularly when age-dependent errors of death certification are present, or when more than one distinctive disease is included under a broad diagnostic category. Both complications arise in connexion with cervical cancer and hence the two types of trend cannot be fully resolved. Two conspicuous dips in cohort trends are seen in the post-1911 England and Wales mortality data for malignant neoplasms of the uterus, a feature that appears to be unique to this cancer (2). Period trends pose no novel problem of interpretation (1) and my main purpose here is to propose a new hypothesis of the cohort trends. Data are interpreted in terms of my unified theory of growth and age-dependent autoaggressive disease (1, 7. 8). AGE PATTERNS OF UTERINE CANCERS An appreciation of the broad characteristics of the age-distributions of cancers of the uterine cervix and corpus is a necessary preliminary to the interpretation of temporal trends. For an unbiased assessment of the kinetics of pathogenesis accurate statistics would be needed for a population in which temporal trends had shown no appreciable variation over a period of time at least as long as the human lifespan (7). It is doubtful whether such statistics are available but for present purposes the age-specific onset rates for cancers of the cervix and corpus uteri, England and Wales. 1976-80, suffice to make an important distinction (Fig.1). They show a bimodal distribution for the onset of cervical cancer - left panel - and a unimodal distribution for cancer of the corpus - right panel. Similar patterns have been illustrated previously in statistics for Denmark, 1953-62; Sweden, 1959-68; and the Gerumn Democratic Republic, 1964-66 (I). The bimodal distribution for cervical cancer can be interpreted as the sum of two 'standard' unimodal distributions (1) with the genetics a s well as the kinetics of the 'early-onset' group differing from those f or the .1 at e-onset' group. Data for the 'early-onset' group were fitted (1) to the following stochastic equation: dp/dt - (14kltexp(-kt 2MI-exp(-kt 2)]6 (1). where dP/dt is the age-specific initiation-rate at age t , assuming an average latent period of 2.5yr between the completion of initiation and the diagnosis of onset; k is a kinetic constant and 51 is the proportion 54 BATCo document for Province of BritiSh Columbia 23 April 1999 11, . of the fediale population at risk to 'early-onset' cervical cancer. The age-patterns for 'late-onset' cervical cancer and for cancer of the corpus are also described by an equation of the same general form as eq.(1). but with a much lower k value (common to both these uterine cancers) and with S values distinctive to each site. CUM OF CERVIX AM CORIPM UTERI AGf-iNCj",VCZ. ENGLANO AND IMILES. 1066-Y0 A cc--- cf-- cz-, AGE-SKCIFIC INCUMM. CAMS PER WCHU PEN no 10-1 all IV A IV 0 1 1 1 1 1 Jill I I I 1 11111 20 40 80 20 40 80 LST0,1111 AGE AT "TIATOR (.~ I ( k - 2 - S r I Fig.1 Age-specific incidence (cases per woman per year) versus estimated initiation age for cancers of the uterine cervix 0, early- and late-onset types (left panel); of cancers of the corpus (A), and of the cervix and corpus combined 0 (right panel) in England and Wales. 1966-1970 (9). (Log-log scales.) The interval between initiation and onset is assumed to be 2.5 years. Curves shown in the right hand panel are theoretical (see text). 55 C:D C71*1 BATC,o document for Province of BritiSh Columbia 23 April 1999 Equation (1) - for the Initiation of an autoaggressive- disease by seven independent forbidden clones each of which Is initiated by two somatic mutations (1,7) - probably describes fairly accurately the kinetics of the 'late-onset' form of cervical cancer and cancers of the corpus but. because the equation is strictly applicable only when S Is constant with time, it might not describe reliably the kinetics of early-onset cervical cancer. The important inference to be drawn here from the bimodal distribution for the age pattern of cervical cancer is that two distinctive groups of women are at risk to the disease and that one or taore of the genes that predispose to the 'early-onset' form di fferfrom those that predispose to the 'late-onset' form (1). For the .early-onset' group the initiation mode occurs at about 47 years of age; for the 'late-onset' group the corresponding modal age is at about 67. From Fig.1, right panel, it will be seen that the contribution of .early-onset' cases of cancer of the cervix predominates during the early years but at an Initiation age of about 53yr the contributions -of 'early' and 'late' forms (combined cervix and corpus) are equal; beyond that age the 'late-onset' group predominates. PERIOD AND COHORT TRENDS Mortality statistics for cancers of the uterine cervix in England and Wales go back only as far as 1951 but data for cancers of the uterus (cervix and corpus combined) are available from 1911 onwards (9-12). Ueaths from cancer of the cervix in England and Wales constitute, overall, about two thirds of those of the uterus, but in the younger age groups, 50-54yr and below, they form a higher proportion, about 80 per cent. Data for age-specific mortality from cancers of the uterus for the 5-year age groups 25-29yr up to 65-69yr are plotted in Fig-2 against time, by 5-year periods -from 1911-15 to 1976-80 and for the combined years 1981-82. Temporal trends by age group are shown by continuous lines; cohorts are represented by broken lines which form an unusual and interesting pattern. In the age group, 65-69yr (and in the higher age groups not illustrated here) a fairly steady decline in rates occurred after 1921-25 but in age groups 55-59yr and below, more complicated changes are seen. At 25-29yr, two very pronounced dips were recorded around 1936-40 and 1961-65. 8y following cohorts through to higher age groups the influence of the first dip can be discerned up to 65-69yr in spite of evident dilution by 'late' group deaths. The earliest cohort delineated by broken lines in Fig.2 had a mean age of 27.5yr in the middle of the year 1933 and hence was born, on the average, around the beginning of the year 1906. For convenience I call this the 'cl.906 cohort'. (Rates for the final period, 1981-82, are for two years only and hence the broken lines joining 1976-80 to 1981-82 rates do not represent strict cohort trends.) 56 c::> %,C-) BATCo document for Province of BritiSh Columbia 23 April 1999 MAUGNANT NEOPLASMS OF UTERUS, ENGLAND & WALES. 1911-15 to 1901- 82 rRZAVS /N AGE-SPECIPIC O&ArN AdIrES 10-1 DEANS PER VIM Ll WOMAN PER YEAR (kq WOO 10-3 CALENOAA PEA100 Fig. 2. Age-specific death rates for cancers of the uterus (corpus and cervix) in England and Wales by 5-year periods from 1911-15 to 1976-80 and for 1981-82 (9-12). Temporal trends are shown by continuous lines, cohorts by broken lines. Numbers of deaths are shown alongside points for one cohort. To illustrate cohort changes using larye numbers of deaths I have calculated cumulative mortality over the age groups 20-24yr to 40-44yr for cohorts from c1891 up to c1936. For the c1941 cohort, cumulative mortality from 20-24yr to 35-39yr is compared with the corresponding sum for the c1936 cohort and for the subsequent cohort c1946 a similar approximation is made, with a further truncation. The results of these suaimations are shown in Fig.3. Error bars are :tS.E. based simply on the total number of deaths in the cohort and Poisson statistics. This figure reveals more clearly, with adequate statistics, the very pronounced dips corresponding to minima for the 1:1911 and c1936 cohorts. These modulated cohort changes are largely or wholly confined to the early-onset form of cervical cancer. Whether the downward trends in mortality from the late-onset form of cervical cancer are caused by steady period or cohort shifts - or both - is not certain. (Mortality from cancer of the corpus over the period 1951 to 1970 did not change appreciably (11).) However, the fall . in overall rates (Fig-2) from 57 rQ CIO 0- BATCo document for Province of BritiSh Columbia 23 April 1999 IM-3 WS-31 WHI 194-9 10-a MG-71 IWO I I I ' I I I ' I ' I ' I I I III)-is IM-2s 1931-15 PAI-15 "5"i ISI-115 1911-13 1211-12 1926-30 to 1931-35, apparent in all age groups, suggests a supervening period trend independent of cohort effects because the c1891 and c1896 cohort rises. as reflected in the 25-29 and 30-34yr age groups, would lead us to expect increases, rather than the observed decreases, in the 35-39 and 40-44yr age groups over the period 1926-30 to 1931-35. 011- Cancer of tll~e Uterus CavoRr AfORrALIrY. C14GLAOW0 AND WALES ZO-,?4 ft 3]0 - 40-44y, 290 - Z10- 170- 0191 0556 cISGI CISK CIIII c1116 cIM 0926 0931 0136 cl%l 094 CONCRr MID MAR Fig. 3. Cumulative mortality from cancers of the uterus (corpus and cervix), over the age-range 20-24 to 40-44yr, by cohort from c1891 to c1936 (see text for definitions). Cohort c1941 is based on cumulative mortality over the age range 20-24 to 35-39yr; and cohort c1946 for 20-24 to 30-34yr. INTERPRETATION OF TRENDS If the period trends are real and independent of cohort shifts, they present no novel problems of interpretation because they resemble those associated with acute infectious diseases (1), ischaemic heart disease (13, 14) and oesophayeal cancer (15). Period trends - with the same proportional effect on all age groups for a genetically homoyeneous disease - can readily (only ) be explained by corresponding trends in the impact of a precipitator of disease, such as an allergen or infective microorganism (1). Hence, the steady fall in rates (Fig.2) affecting both early- and, conspicuously, late-onset forms of cervical cancer can plausibly be attributed to the declining impact of one or more widespread precipitators of the disease, such as herpesvirus or 58 C:D BATCo document for Province of BritiSh Columbia 23 April 1999 papillomvirus (16, 17), or an allergen. Cigarette consumption by women cannot be held responsible because it rose over a long period while mortality fell. (Nevertheless, the association observed between smoking and cervical cancer has been widely interpreted in causal terms - see Greenberg et at. and references in their paper (18).) Neither can the fall be attributed to earlier detection and improved treatment, which have had little impact on survival (2). Furthermore, Alderson and Donnan have shown that adjustments for the increasing prevalence of hysterectomy had little effect on mortality rates up to 1975 (19). The cohort changes - down, up, down, up - demand a separate explanation. In formal terms they correspond to fluctuations in S. the proportion of the cohort of women at risk, at birth, to early-onset cervical cancer. Where no precipitation of a disease is involved S defines the proportion of a population that is genetical ly-predisposed to a disorder; when the disease is precipitated by an extrinsic agent the parameter S defi nes the proportion that is both genetical ly-predisposed and invaded pathogenically by the precipitator. The cohort changes Illustrated in Figs.2 and 3 point to large fluctuations in the frequency of one or more predisposing genes. It has been widely assumed, however, that changes in gene frequency occur very slowly and that spontaneous mutation rates in man are typically of the order of 10-5 per gene, per gamete, per generation. A novel mechanism is therefore required to explain an unusually rapid up and down change in gene frequency. According to my unified theory of growth and age-dependent disorders all target tissues are potentially vulnerable to autoaggressive attack, given the appropriate genetic predisposition. An attack necessitates the formation through random somatic mutation in a growth control stem cell, of a pathogenic forbidden clone synthesizing .mutant mitotic control proteins' (m14CPs) complementary to target cell 'tissue coding factors' (TCFs). There is no reason to suppose that male and female germ cells, the zygote, or even the early-stage embryo, are xempt from this generalization. Indeed, the gross chromosomal bnormalties of trisomy 21 and Klinefelter's syndrome have been : attributed to an autoaggressive attack on parental (mainly or wholly female ) germ cells causing non-disjunction; the frequencies of these conditions per live birth, in relation to maternal age. conform satisfactorily to the statistics of 'autoaggressve disorders' (20, 21). 1 have also suggested that one allele at many MCP-TCF genes corresponds to transcription along one strand of DNA and that the alternative allele corresponds to transcription along the complementary, anti-parallel strand (I). Initiating somatic mutations in autoaggressive disease might entail a spontaneous switch in transcription from one strand of an MCP gene to its complementary strand -a DNA 'strand -swi t chi ng' event (1, 22). This theory predicts that such genes should be quasi -pal i ndromes; many such genes have since been identified in the human genome. We also predict a specific stereochemical relation between the side chains of at least some amino acids and their codons; this prediction has also been corroborated (23, 24). 59 C=) C=) %10 110- BATCo document for Province of British Columbia 23 April 1999 Suppose, for simplicity, that predisposition to early-onset carcinoma of the cervix entails the presence of the autosomal allelecul in the genotype and that the 'complementary' allele is designated cu2. (Predisposition is likely to be polygenic but we shall assume that the expression of any other predisposing genes does not change appreciably with time.) In this model a decrease in the frequency of women predisposed to the neoplasm requires an autoaggressive attack on either a gem cel I. the zygote, or the very early-stage embryo to convert au 1 tocu2, by inducing DNA strand-switching at the ou locus. To explain the temporal changes in the frequency of predisposed cohorts (underestimated in magnitude in F19.3 because of the diluting effect of contributions from late onset cervical and corpus cases) we have to postulate an autoaggressive attack that depends on one or more fluctuating environmental precipitators such as microorganisms or allergens. On this argument, one 'epidemic' (positive or negative ? ) reached maximum effectiveness around 1910 and the second around 1935 (Fig.3). That the second cohort dip is lower than the first might be due, at least in part, to a temporal decline in the (independent) precipitator of early-onset cervical cancer itself. Because various gross chromosomal abnormalities depend markedly on maternal age (25) the risk of early-onset cervical cancer should be determined in relation to maternal (or even paternal) age at birth. If any such dependence should conform to the statistics of autoaggressive disease, corroboration of the present thesis would be provided. In the light of the maternal age dependence of Klinefelter's and Down's syndromes and its interpretation in terms of autoaggressive attacks on oocytes (20, 21). it is of special interest that Videbech and Nielsen have reported significant seasonal variation in the birth of males with Klinefelter's syndrome in Denmark from 1900 to 1946 and of Down's syndrome births over the period 1900 to 1980 (26). These observations support the concept of a seasonal ly-dependent precipitator of autoaggressive attacks culminating in chromosomal non-disjunction. Whether the date of birth of women who develop 'early onset' cancer shows a seasonal, as well as temporal dependence, also calls for investigation. CONCLUSIONS The remarkable temporal changes in age-specific mortality from cancers of the uterus and, in particular, from cervical carcincona, challenge interpretation. Period changes without cohort shifts are a conspicuous and familiar feature of infectious diseases; they present no interpretational problem. However, for diseases that are not generally recognized as being either infectious or allergic, such as ischaemic heart disease or oesophageal cancer, but which show period changes implying a precipitating mechanism (13-15), our practical problem is to identify the actual precipitator(s). According to the present analysis of the cohort changes in early-onset cervical cancer an analogous problem arises in connexion with the precipitator(s) of the hypothetical autoaggressive attack on parental germ cells. 60 C:) I-rl 110 BATCo document for Province of BritiSh Columbia 23 April 1999 If the above arqu,nents about induced genetic change should be established they will undermine classical ideas about genes with a stability that is threatened only by the rare mutation. Recent investigations of the structure of immunoglobulins in particular have served to highlight the complicated patterns of gene rearrangement that occur in somatic cells. Another form of genetic lability is hypothesized here in which a change of gene expression (DNA strand-switching?) is induced by an autoaggressive attack on germ cells and, possibly, the zygote or early-stage embryo. If such lability exists to an appreciable degree It presents severe complications for classical genetic studies based on the random segregation of virtually 'fixed' genes. As I have argued previously (27) autoaggressive attacks on the early stage embryo - as well as random mutations - will lead to genetic discordance between monozygotic co-twins. Elucidation of the role of genetic factors in the aetiology of autoaggressive disorders, neoplastic and non-neoplastic, will call for the identification and characterization of the complex recognition components of. MCP-TCF macromolecules. REFERENCES 1. Burch PRJ. The Biology of Cancer: A New Approach. MTP Press Lancaster, 1976; University Park Press, Baltimore, 1976. 2. Osmond C. Gardner Mi, Acheson ED, Adelstein AM. Trends in Cancer Mortality Analysed by Period of Birth and Death, 1951-80, England and Wales. Office of Population and Censuses and Surveys, Series DHI No 11, London, HMSO. 1983. 3. Hill GB, Adelstein AM. 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