02/14/92 Il" 51 LOS02 E68 8183 80 TOBACCO --- BAT WINDSOR Q OU1,052
.Tien- :-&quest Numter
Form 456@- in-:aftrnai .-ev,lnup ser-. 1-ce
Rev..'ran., T1.17-@=M_1_,rn1 IVI@-'rjV
. Z ........ . @-N - .Z,47, F7Q!T--,-'T 3 9 7
Pug, 1 rL-J-
TO: (.,4a.T,. ,@f7ayta-/tr and -,c-. Di-.,. :r
EATUS :n---t3-_Ment -;n rMasco
RE; BA77Z. Aff:1_4a-_s Z@ A Z N N,.) 'S;bmitted to:
KAY Cox
?lease rt .,@r-% set!. _'4zt-.,4 of Prt-ious Requeata
to request --iste.-I ;-51cw. F*11iw-up tt IZ030's 271 & 382
-7-
Deecri;t-. DOC-1=017-r.Z
1. I havs pr@--ic-;t1y T-_ -i:-' d -=-ent2, &,@ree=ents and
c-.@rrespt,: lt:. -,tt: I ':- -A T, BAT"S' perta-_'ninr, :D
the Decv- -1-e!r _r 'I 1 z 4@ 7 .3:- ir -3 :M& z:-C Yi-i have _;:,,d1tated that
have al.--adi '-ser. f-.;r..is-,-td a'_1 it;-
-.ha- -.I.* ;@-.;r::hase of
n y,: ; -. --
snares TIrz:@.:,:. ri. r C.T -;-en te-n- ihe :zas= bcard
_nd
of d i r e,: -. ,r: -z ltnzre--z@@ tat_r r-=.@cn_-@ -., another
;revious 7,@,; sta-e- -.nat 3AT"S ;.irchase the
shares ij j,,-J,=r t.-.; in fu,@-;re
a. Did a:t-/ --ff1_n-_=_-a_' atz--stan-o cr suvror-. :from the B.A.7
grour. in error -c fac-1L_;1&-rg an-, :-lease furalsh any
documents-..
t..- ani :'ror atz:s"nce or
supporr - , rrorn -.A.T. nzne ex:st- p_e-sz-? ease how and EATUS wtre
Made ava: . :--' 4_n-@.er.-.ion ':-. -'-.z P:eaEe
&!cc and BATU." t-rre t':i-_ th- fi.-.d= would be used
f o r f u t i; a : z;,-, 4- a 1 a .
b. Why jap 2'.A.T cP .'mazco i ln'ren't'.,)n r.-I incr-age L%3
Wnem -,;as 3.A.T --o informed
c. Why @V@'Uc. in--%cmr@-_4 cf :Ma_--.C 3 =tent.t= its
capitali. When was BA--US ic
d. A=.,i 11&1tt 1.17 c- 1, 19e6,
-r.='_+-:ed a te- i-tr @ff-tr ,r.-er --;@Lch Corp. T-.
coat of 4cqullait.cn vae :td :r-az:-,-.r-aquest B.A.T's
Support cod*rt-skin;@ th-la
a. Did q_-A 7 @.,r aL7 c! t-.s =-.cv-d ?r.7 oth-&r .2irancing -to
Tmascc W;..:5 @,upport of Ima-a..-o
A.
in une.,er-3k_`%;: 2,40.0,000
common s@-Rras a` :mas--a@'
2. Tr. 19ri. '=asa;: ts -red -@-tw %ne -rete-rxd Zha_-es A.--cording t.-..
B.A.T's -.?66 znr.6,al -.h* Z.A.T jir.)4;@ Ul.. bv- for either
'Nart &-.; Title e.f Bequt4t-.r e
From: :harle-3 G-mpaon - 3-;,ve---ue Asen,: :14evar".er 7, 1991
Le-itzvl' le, X7.
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BAT Industries document for Province of British Columbia 13 April 1999

U2/14/92 17 - S2 V502 568 $183 B&W TOBACCO BAT WINDSOR 2004/052
c6n.: at -'t t :!)EZ;t
Face 2
isti;'t and _---@-T zr-j;'s 'tcl-Ined from -4
to 40 per ?o'j h:7i sta-td tnit -.he grour ccnzLttrt-1 :maecc to be a
larZe . :v. ir.-I jr,@w_4nij C-lta@_tan r jr;:0%.-a ar. In--res-.zenr tha-
be$ tC @rcvilt a c..m.1@rl-sed ef
di-.1dend-z ?nd '@ot. !-,avii- -ls-2 th.at B.A.T
mat a:.-! Imaecc Ln
wan t o_,@ ja:.. at i-1.3 '-n
fut-ure ac--
IM42C.-Z ijc', a P.: :nd and wanted 4:@;
al;p;c,r-. 7-: --ecz- --:. fatu_e &-:;:Scribe '1@0 the
new s-.,.@ck Las-;anzes in 1.9861"
v I t v tr c f r , r c I h7 -i-
Maz Q
B.A.T not a. -it - r-z alln 11ts 44
Own e rE " I ;'
3. Z.-; dcc- cents zu'6;=_; m i -i r -io:C 70.- a @ _L-zed that in
t S @;!Lz t7 : n e c @ t :. 7 .'- - 4_-@ :t` x-,'d prepare t-
Y.3,1 1141,' Z'arA-; -
e_. M. a r U a U S t h7l. _'-'7'JS did rot
t:a I e f 1 f Z M th, Q n C I n g f * r t it -n a-culd take
Fitase ex--lair i-c@; BAT"S cculd a t fy the _19SE citz= purcha-re o-O
$1311,000,,' ve.-r-:n of atc::k 11@a --:==.!n7, while a-
the SaMe fcr a maj i- :.S. .:,r. f.,r no flaancing
h&d been
4. D:.4- B.. Bny =Jeretandine_
W I t- T
a t'.; trta&* C7 a-7 other -,ock In
r@* avent 7..-n a I a n n-i d tc Co. pl-tage
explain.
5. I have erT-ach-?d a c-JP1 of pagi 13 ':'-f n;-e 2: P '. ac e m e n t
Agre-&-tent oe'.u*en T[mae -c ard B.A7'.'_S lnves-@.mentz.
a. Plea e Purpose :.nd ceanipg of -!ev-aa=,: (1 provided.
that !Great ZZ -.; Z C a b 0 5 d -71-=_@;r 5--ares
called -zn -he ztc,:k rat -'-In 14 d3ys after the
Compltt_'o
3. Wha,@ m,--a:.-, b7 ite phrase 'call t..r trac I-r;;
c. Yot- v t a -: jL-:Ad t:-ta': BATTIS -eat: purcha*416n:E by entaring
Int.-o the :98., Pr_vttte Aacement Taz; ajieement Itself does not
wfl_ntl@m tizir7 descri%e rhe s%ar-se -rh. c_harat.,n-aris-,i-z
BATUS aCrU&Ily P:ArChaa
of treasu-y etac'. Waa aZ -rtas-ir7 stock from
lmascc?
d. Was i2i -o appl.7 i!@ the bczed C.! c-' Irm-a--co
the agrte:.*nz by Decexi)er 10, LS.:14
a. T' tLe&zur,,@ was being purthast:d. an- if (1) was to
apply L! h* board a f 11rect*rs rat -.f -,,-.d thi xns iv: i I*n. %,hy was Imancr.
attbm-,,t t- call tht shares !or trading?
:Nam- a.!d T.;.t-e o! Requester Da -:t
S.:-i.peor: - Re,,enae As,:.n-. !4c-jcm--.-tr 7, 1991 N.)
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Louisvil e. K7.
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BAT Industries document for Province of British Columbia 13 April 1999

o2-14/12 17-53 'CS02 i68 8183 B&N TOBACCO BAT 31SMU Q 005/9S2
C @-. n t L.- u a tsr. Mast.
aLE :&r=inamed,
Was
b*cauze r rt b-,ar -1 dir-.uc-_-.jrR -:as act 'r.7 Zecembir
I0. 19341?
9. If C Ver-an": -,:IF tc ap;ly --n the tvtnt. -.1r.-a! aert-emerl was ter=inattd
bec,auze r ;-i.; .', t zr ""i - 11-34 why waz 7_zaz-:-@
U. at'@C-Mp- za'- the shares fc-- trading?
h_ @Q be cl.!@i 4--r t:-Ad`r-z, tc. d:.d -_zaaco and EAVU.:
I.-Itend wi:- Id -Le eha::et-:
6. Pltaie copy the -%r7icles -maeco Qga-zed
huauz- -3, if Am-srdm*_.n-@ dv:ad -,%,17 1-984. Thee.:
w,tre prtv -4tj jtt7 9 of IBRV 38' an-! art to the
issue at '-.an-t-
in C.-'p... 01 3n'-- f"ed 214'tn
/0-" Canada or an7 -Devices :-'Tr"S &ff- a%ed c!;-mpza7__&s in
3nd 3-- sale i:f 61.1 n. I T, -a a C - . Your res;:-rze
t: 'ta.- @nd 5-3te-J t@ir-_ v@e-rt nc -*.x :1411nis
i_;uire-i Wr at.T-; 1.984 and t-It
t ar-_C@v d
Privatt ; ..'acet-tn': make rAferen@t -.c r-:tq;ired
a;-Provals
a. W*r-@ -!:;mer-ta f @. 'e -; t;j- th Cana-! -- C r ar.7 nt! :a -r0vt=!:es I-n
ce.; nnec t ic - w.'.@h t--: .-Lrcha--t .@n.A.-,oz- sale :.: zt.. @k @.-, !=--do ? '-r! so. pl-.ase
furnish. c.piie c! al-' them.
b. Were th-tra an-,, pith elthe; th-. -.'-a a-K. ir.
Purchast arc. cr sale 0@r st---tk -.n if 5:. plt&za
provide C.Pitz af ?LI, -@f tltm-
e. Pleate !urniah % zc;y of any loc-,=*nts far of @he
M,;7%trtal. &n-! with
zhzroz %7 !ma-zc:z during the ytar= 1914 thriugh Icig.
S
S. Durinj -.h- years 11-,34 1@36, w@,.-,_, vc,:-:-1 tne sharez. c! lmazc7 16-@r
BATUS Inv ;4=ents?
L,j, Dur1r...? -.hs years :31d14 thr,)uj1',, :986, t;h* voice 7he ah.ar@4 C! IM44CO fl:r
4 ea 'ti a4=:1anes ht;1dins su=lt in Imasc-_-?
B.A.T at, ., h c -0 A.
1'.. In IZ--,= U2 It-im !!. I ae.,ed w!.y trie prior SAVIS pald il!.A.T for the
shires In 19'46 gas 4ai;el an t!.e zlidle, market ;,r!-zv c! cne a-.-,ck an zhe
agreement da@e plus tht prcteit value of --he dividend.
Yc,-,r -esvcnse that tht 7urchase of -re c-tock mc-@;jrrtd a!t*r tht
date of rnct@:d and th-tt thereZor-r FATUS vae no, en%itled t. the dividenl.
By paying the ;reztn; valu, cl -une P:jrcha%Ad the rgxht tc
rtceive -e .1--vidend.
a. Fiaavv exvlai= yt-ir r-esp:-nov. 1-t is aV them BAT103 dean
no'r, recei-t rht J%zne r."-vid4nd on t--i a4dLtlori zhzrti Pur,,hastd.
:Na=.
an--; T"it-8 C e;-t-e@-
Da
From: :Fares Simpson RvTer4. Agent !Ncvem@.er T, 1991
CD
,Off te location
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BAT Industries document for Province of British Columbia 13 April 1999

02/14-1@ 17 - 53 V54 568 8183 841 TOBACCO BAT I INDSOR Qood/M2
Fage 4
BITUS '-S.'l ;or &I,&--e on *:.'I :h-;- E.A00,000 sharee
h,&Id pr-Itz t-, -.he @utt :.12.6 8-.o,:K purcaazez f,-,c,.t '7. ;.T
b. Who ! j,: .1t Qn_, t;or- ' ' 1 4
0@ -,-t Tqn,- '91,2.6 e-1 o- t"t thares
purchased Wcal-a-.'-7?
C. Who ! t;-.* ,una !936 -j_,.!dtnd on t@-e shares
purchated frtm
1421.a. Did :mLa'. of 'Zrlsc,@ -, ',.:II 17-76 !irectly frop.
B.A-.T lr.!, ;:131!:.; e%pliln. the ,:.ha to Imbat.
b. Wha-; @ra_- -.he prtts paid ;7 Imba@ `cr -.ha Pha--ts?
C. ?'Iel,- ! h C;7 e a,@z-.exen'.t for 1985 thro-ugh
1988.
d. Has 'niant- r,r,:goaiJ tc as3ecs adl' I..'-Al t%z -galnst B.A.T
and/or af:__iz-az :.n c-nnecticn v-4-1.1% t.--.e sale C` :s.azzo there& b7 Imb4t t.-:
BATUST
'rhi nat-urt c-' _,ortro@lvaer-.7 ::II-nd Bovenue
concernint: aw@-.rzhi; o! Ahares Ln lm&dc ..
13. Pleas. a lrea-sn_e7 e francss sta'ame-te for the 7-!@arz
1985 thrc-.zh 198.4.
14. Pleas a z ;7 c! :zazc,@'s 3tnnual re-z-oriz tc: !h--reholdors for
the years '.94e.
15.a. rn he 4r, the CYC Rept:-. @aT--qd No-.-ember 21, 1981,91,
at intere.t ra,.* c8a azzumed a! :!.OX. H,.@w was @hi:, ixttre--_,t rate
determine-.?
b. What dividend ritz vat assumed in th*
c. ?I*&-e z'-jrn_4e'.-. a of rl-.r- 4-@1mrt.;tati1=3 r an-alyseas upon which the
CFO Relpor- wat pre-:ar*!.
1. Who .--:s tat :7'.- I 1V44 an@ `E '- in c-.rr.---Lt address? W-is
ha reason ;.'--1-4 fcr tne r.,.;f th4 CK. date-d November 21.
1984? 1! ncl.
IS.&. In ..o--r in relp-on3e t.. 3% I-ex 2. there ar-t
parenthet.cal, re:!trenc-srz zc 'F'F--IGM TAX DE-DU" EON . F14p.-!e explain th-5
effect of this item an -.ht sch-a-d-';1As included-T-' the Lna'.Y-ais-
b. :a -:..e x-r-:t_'-.:; rh-* dealing war-. .,.rTUATION". US
cash earr nes at 2.1t@; ;e=sratt 'j--c4-m* -)f 10.63. an investment ..;f
only 125. In the'z;-..t -I,;.= of -%h^ analyait deali:&z with 'PR POSED
SITUAT10F , :As'- @zt C.'- z*rLtra-,o-h in-c-me --f 3..V. indicating an
investimoy. - *I' WS. W7 v*re the' 'am,.iunts of 1.2!r on,! 37! ua..d?
and T,'.,:Ie ct Requoite Date
from.: Charles Simpson - Peovenu* Agent ',Novemer 7, 1991
Pki
Of! ..-,e CD
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BAT Industries document for Province of British Columbia 13 April 1999

42, i4,192 M U le-402 SM 8183 SIX TOBACCO BAT IMM Z007/052
contlt-.@j,t; -r-. TD-.,:: 3" Fait 5-
Kow ;@ a 4m."un- Cf detar=Laed? What U43
the azguze- rl--@ 3! r-i,.jr-
.1 . -- -c -- -zu! z. i di-t,@ Z I td :tae c st--en-?- 25 0. W h
art tht d- -.f-d azat- 3=ountt tqt-a-, fine T@@,e 1986 aid !3,,!7-
tst-"k pur... :terms n. to 1DRS'a loc.
283 and 3..
1@.a. rn @-r "'7z S-l o, uk 'J- a S w;L. a t rm ined to
;Z. ra%e Why us-6re
basis?
b. F::w - am-.,;- ti determined
for the 7-- arz :935 t!%r.-.jh 'W.? -Seats firms:. a -,Opy cf th.e
compuza.z.1,-.15.
Kew amount 01.
4'
$23,334, 5:.i -.h* bp-s-z COXP!@tV 1' .'. -.he of
$-I, 479,2!. Ivr.
d. How . zj:-: -h-. +x!:- -nse --na ah -.z:n in Y-.Ur echedule -reat:.!
: I th
for book ::%d x PLrp@.-es "Ir tht 1ji, 19;8?
le. Hov d: .-WeA tne, j',g $'50,000 Paid by
BATUS for -:@urpcs&s
19.a. 're r-@A- titer csz- i*r.@ra-:ad t--@ -&:z, member of
the B.A.T as .2 @.f n. '-Hill :=2scc a-.&rtz ;,ther -.haa by t!.,-%
receipt o: d-4-;-:dtn--4Z &:.e/or of ta.,.et-
b. Is t..tre --aL t& the B.A.T gro,.,p
by the a,,,- in value t;e -.he-- zt,.-ck le eel.;
outside -.: . B - A . -, it r @ lj:. @,
t. Has ."-7 n-1-mb-or ..-f --t :misc* *.@@rvsa to an
unre lated -ra r1i",
r a. Osh-.: lh4n tax wz lhere an-Y :or the
o-Aetrahir. @f :=aecc --t-trea by DA'7Z;,,:.T
b. Coul an7 zt;ch tu-.-Iness rur-.aFq h'arn- ale-j achlkved by the
ownership z! tht shartA 'hy imbat. or 11.A.T Inlotrlez?
21. Who a. -t threa --'ea-'ero ted t-, in y,-.;r resdprc-ure to IDRS 371
4.b.7 ?'- azz: CurniaL J,* name an! it an !Mlividual at each bank or
dealer 4J.a- with 7 jur tt -.-is d-zring the yearc ur.4;er audit.
2'&.a,. In rtsr-unss tz, Z!)Rx 3, -' ;to= @ b. , v-.,u alto %state that than., thr..t
dealer3 c. L-:ft ccMne.-Cial Pave. @-::d voL. niv-er k-.,:%: who t!.e Purchasers
ar*. Und.r J.--c t-c--c du:.-, BATCftP *-,;-or '*-j-: Uold liable for
Withholdl. j ,ax on ix;t-ireat paid te men-l'.S. rt..,lp-litate?
'Her
T-14,.* c-1 Q"Liizla:: :Datt N.)
From.: -hAr!*t :Ncve-maer 7, 1991 CD
N-1
,Off Qt
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CD
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BAT Industries document for Province of British Columbia 13 April 1999

W2114eln 17:54 0502 us ales B&I TOBACCO RAT XINDSOR IMOOM62
ftgo 6
5. How .. a I -:.I:h -h A.
requirizar
eif the inx-4--ra?
a. How ;.sale 2-@! P.@e --n, agent te camp_'Ir
with the r@ ri t:ementz- P. @rv r,:',)n of
BATICAP't ar.l. za--d v@r*--: U.S.-scurced'
d. Who u-.L 7A.-CAP va 11able !:@r
to-, in& 'If.- A2 3.111;/ r whether -it; azz.-nt uas fo; forME 104Z
or. behal I. f T EP, F e any f r=- 1.4'_ Y_razir furn-sh s
copy.
11
&@. Ksaa, fur-..1zn f.r 'ir 7- indivi-lual wu
have etat- -6 r-tr--rsscn,:*.;, UTUS Tnvev:mente -:,n r@r S o " Z _- a e c 0
share.9 fr-.:,n vid
'24. Fleas isn :u.--. ent -3@ i f ir Mr. Rlchv-d
Deamond. -ne wn;p rk;!-tC:ftt-.d 'n-M .Z westanley
I Rectiv- Y. 4 rL the V@i 3 lmazcz at-,-_k-trins2c, t-r
Note: Cer- )in -'tamz r*4uezt-id ta DP =%v ty- BATUS, B.A.T
or Imasco nt-LI, end ::.-zar -no @'--,renue Ur,74--t
O)raly upon h..; C@j a Summ.-de. 1@1ea3.? :.c a. 7 tems whict w_'__
. 4 t'-
-t be fu- i:: re--r-xnse re, d-.xum a...! me 0!
'9n
thoee itc, a :r. or F:Iday, Xc--rez'@-er 22, I 15@'
7
Tam- .11 A. i i t I S' 'c i;q 7;z -.-e r
hariec Stmpooe Agzrt tkv4r. -%r 7, 1991 Nj
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BAT Industries document for Province of British Columbia 13 April 1999